DAVID M. ROCKE

Curriculum Vitae

August, 1996

Graduate School of Management
University of California Davis
Davis, California 95616

Phone: (916) 752-7368
e-mail: dmrocke@ucdavis.edu
FAX: (916) 752-2924

PERSONAL:

Birth date: June 4, 1946
Married, two children
U.S. Citizen

Ph.D., University of Illinois, Chicago, 1972, (Mathematics)
Supplemental Coursework, University of Chicago, 1977­79 (Statistics)
M.A., University of Illinois, Chicago, 1968 (Mathematics)
A.B., Shimer College, 1966 (Mathematics and Physics)

HONORS:

National Merit Scholarship, 1964­66.

Graduated "With Distinction" from Shimer College, 1966.

National Science Foundation Graduate Fellowship, 1968­71.

Fellow of the Royal Statistical Society, 1979.

Youden Prize from Chemical Division, American Society for Quality Control for "Are Robust Estimators Really Necessary?" 1982.

Award for Interlaboratory Testing from American Statistical Association for "Robust Statistical Analysis of Interlaboratory Studies," 1985.

Shewell Award from Chemical and Process Industries Division, American Society for Quality Control for "Robust Variation Measures for Quality Control and Improvement" ("Robust Control Charts"), 1987.

Fellow of the American Statistical Association, 1995.

EMPLOYMENT:

Professor, Graduate School of Management, University of California, Davis, 1986­present. Associate Professor, 1980­1986.

Director, Center for Statistics in Science and Technology, University of California, Davis, 1995­present.

Academic Visitor, Department of Mathematics, Imperial College, London, 1987­1988.

University Professor of Business Administration, Governors State University, 1974­80.

Lecturer (visiting), Department of Mathematics, University of Illinois, Chicago, 1972­74.

Scientific Computer Programmer, Argonne National Laboratory, Summers 1965­69.

Introductory Statistics

Regression Analysis and Linear Models

Experimental Design

Time Series Analysis and Forecasting

Bootstrap Methods

Production Management

Program Evaluation

Quality and Productivity Improvement

Technology Management

Introduction to Computing

Computer Architecture/Assembly Language

Other Mathematics courses

National Science Foundation, 1995­98, Center for Statistics in Science and

Technology, Group Infrastructure Grant. Project director with 5 Co-PI's and 6 Faculty Associates.

National Science Foundation, 1996­98, Outlier and Cluster Identification for Multivariate Process Data (with David Woodruff and William Fellner).

E. I. du Pont de Nemours and Company, 1995­1997, Experimental Design and Empirical Modeling (with David Woodruff).

National Science Foundation, 1993­96, Robust estimation of multivariate location and shape in high dimension (with David Woodruff).

National Science Foundation, 1994­95, Scientific Computing Equipment for Research in the Mathematical Sciences (with David Woodruff and Chih-Ling Tsai).

National Institutes of Health, National Institute of Environmental Health Sciences, 1988­2000. Statistical analysis of toxics measurement data.

University of California Institute for Global Conflict and Cooperation, 1994­95, Coercive compliance strategies for maintaining international agreements; 1995­96, Capacity uncertainty and multilateral international agreements; 1996­97, Evolution of Multilateral International Agreements.

California Air Resources Board, 1988­95, Analysis of the effect of diesel fuel and gasoline composition on emissions; 1995­97, Temporal, spatial, and ambient temperature emissions effects.

University of California Energy Institute, 1993­94, 1995­96, 1996­97, The effect of gasoline reformulation on vehicle emissions.

University of California Transportation Center, US Department of Transportation, 1993­96, Prediction of automobile emissions from current and reformulated gasoline.

National Science Foundation, 1987­89, Tacit bargaining and tacit cooperation in arms control (with George Downs).

California State Water Resources Control Board, 1987­1989, Development of methods for analysis of interlaboratory studies with outliers and data below detection limits. Standards for hard-to-detect chemical contaminants; 1990­93, Some statistical issues in measurement of low-level contamination by toxic substances.

American Association for the Advancement of Science

American Mathematical Society

American Society for Quality Control

American Statistical Association (Fellow)

Bernoulli Society

Biometric Society

Institute of Mathematical Statistics

International Association for Statistical Computing

Mathematical Association of America

Royal Statistical Society (Fellow)

Associate Editor, Journal of Business and Economic Statistics, 1986-95

Reviewer for: American Journal of Political Science, Annals of Statistics, Applied Statistics, Australian Journal of Statistics, Biometrics, Biometrika, BIT, Canadian Journal of Statistics, Communications in Statistics, Computational Statistics and Data, Analysis, International Studies Quarterly, Irwin, John Wiley, Journal of Applied Statistical Science, Journal of Conflict Resolution, Journal of Immunological Methods, Journal of Forecasting, Journal of Multivariate Analysis, Journal of Nonparametric Statistics, Journal of Quality Technology, Journal of Statistical Computation and Simulation, Journal of Statistical Planning and Inference, Journal of the American Statistical Association, Journal of the Royal Statistical Society B, National Science Foundation, Naval Research Logistics, SIAM Journal on Scientific and Statistical Computing, The Statistician, Technometrics, University of Michigan Press, West, World Politics.

1995 George W. Downs and David M. Rocke Optimal Imperfection? Domestic Uncertainty and Institutions in International Relations, Princeton: Princeton University Press.

1990 George W. Downs and David M. Rocke, Tacit Bargaining, Arms Races, and Arms Control, Ann Arbor: University of Michigan Press.

1996 Geoffrey Jones and David M. Rocke "Analyte Identification in Multivariate Calibration," submitted for publication.

1996 Geoffrey Jones and David M. Rocke "Bootstrapping in Controlled Calibration Experiments," submitted for publication.

1996 Michael A. Zasloff, David M. Rocke, Leslie J. Crofford, Gregory V. Hahn, and Frederick S. Kaplan, "Treatment of Patients Who Have Fibrodysplasia Ossificans Progressiva with 13-cis-Retinoic Acid (Isotretinoin)," submitted for publication.

1995 David M. Rocke and Benjamin Reiser, "Inference for Stress-Strength Models under the Gamma Distribution," submitted for publication.

1996 Geoffrey Jones, Monika Wortberg, Bruce D. Hammock, and David M. Rocke, "A Procedure for the Immunoanalysis of Samples Containing One or More Members of a Group of Cross-Reacting Analytes," Analytica Chimica Acta, in press.

1996 David M. Rocke and Geoffrey Jones, "Optimal Design for ELISA and other forms of Immunoassay," Technometrics, in press.

1996 David M. Rocke and David L. Woodruff, "Identification of Outliers in Multivariate Data," Journal of the American Statistical Association, in press.

1996 David M. Rocke, "Robustness Properties of S-Estimators of Multivariate Location and Shape in High Dimension," Annals of Statistics, in press.

1996 David M. Rocke and David L. Woodruff, "Robust Estimation of Multivariate Location and Shape," Journal of Statistical Planning and Inference, 55, .

1996 George W. Downs, David M. Rocke, and Peter N. Barsoom, "Is the Good News About Compliance Good News for Cooperation?" International Organization, 50, 379­406.

1996 Geoffrey Jones, Monika Wortberg, Sabine B. Kreissig, Bruce D. Hammock, and David M. Rocke, "On the Application of the Bootstrap to Calibration Experiments," Analytical Chemistry, 68, 763­770.

1996 Monika Wortberg, Geoffrey Jones, Sabine B. Kreissig, David M. Rocke, and Bruce D. Hammock, "An Approach to the Construction of an Immunoarray for Differentiating and Quantitating Cross Reacting Analytes," Analytica Chimica Acta, 319, 291­303.

1996 Wayne Luchetti, Randolph B. Cohen, Gregory V. Hahn, David M. Rocke, Mark Helpin, Michael A. Zasloff, and Frederick S. Kaplan, "Severe Restriction in Jaw Movement Following Routine Injection of Local Anesthetic in Patients who have Fibrodysplasia Ossificans Progressiva," Oral Surgery, Oral Medicine, Oral Pathology, Oral Radiology, and Endodontics, 81, 21­25.

1995 Geoffrey Jones, Monika Wortberg, Sabine B. Kreissig, Bruce D. Hammock, and David M. Rocke, "Sources of Experimental Variation in Calibration Curves for Enzyme-Linked Immunosorbent Assay," Analytica Chimica Acta, 313, 197­207.

1995 David M. Rocke and Michelle Pallas "Prediction of Automotive Emissions from Gasoline Composition," Proceedings of the 1994 Spring Research Conference on Statistics in Industry and Technology, American Statistical Association.

1995 David M. Rocke, "Optimal Design of Quantitative Immunoassay Protocols," in New Frontiers in Agrochemical Immunoassay, David Kurtz, ed., Washington, DC: Association of Official Analytical Chemists.

1995 Thomas F. Lanchoney, Randolph B. Cohen, David M. Rocke, Michael A. Zasloff, and Frederick S. Kaplan, "Permanent Heterotopic Ossification at the Injection Site Following Routine Diphtheria-Tetanus-Pertussis Immunizations in Children who have Fibrodysplasia Ossificans Progressiva," Journal of Pediatrics, 126, 762­764.

1995 David M. Rocke and Stefan Lorenzato, "A Two-Component Model for Measurement Error in Analytical Chemistry," Technometrics, 37, 176­184.

1995 Monika Wortberg, Sabine B. Kreissig, Geoffrey Jones, David M. Rocke, and Bruce D. Hammock, "An Immunoarray for the Simultaneous Determination of Multiple Triazine Herbicides," Analytica Chimica Acta, 304, 339­352.

1995 Lawrence M. Kauvar, Deborah L. Higgins, Hugo O. Villar, J. Richard Sportsman. Åsa Engqvist-Goldstein, Robert Bukar, Karin E. Bauer, H. Dilley and David M. Rocke, "Predicting Ligand Binding to Proteins by Affinity Fingerprinting," Chemistry and Biology, 2, 107­118.

1994 David M. Rocke and David L. Woodruff, "Multivariate Outlier Detection," in Proceedings of the 26th Symposium on the Interface: Computing Science and Statistics, 392­400.

1994 Geoffrey Jones, Monica Wortberg, Sabine B. Kreissig, David S. Bunch, Shirley Gee, Bruce Hammock, and David M. Rocke, "Extension of the Four-Parameter Logistic Model for ELISA to Multianalyte Analysis," Journal of Immunological Methods, 177, 1­7.

1994 David L. Woodruff and David M. Rocke, "Computable Robust Estimation of Multivariate Location and Shape using Compound Estimators," Journal of the American Statistical Association, 89, 888­896.

1994 George W. Downs and David M. Rocke, "Conflict, Agency, and Gambling for Resurrection: The Principal-Agent Problem Goes to War" American Journal of Political Science, 38, 362­80.

1994 David M. Rocke, Michael Zasloff, Jeannie Peeper, Randolph Cohen, and Frederick S. Kaplan, "Age- and Joint-Specific Risk of Initial Heterotopic Ossification in Patients who have Fibrodysplasia Ossificans Progressiva," Clinical Orthopaedics and Related Research, 301, 243­248.

1993 David Woodruff and David M. Rocke, "Heuristic Search Algorithms for the Minimum Volume Ellipsoid," Journal of Computational and Graphical Statistics, 2, 69­95.

1993 David M. Rocke, "Almost-Exact Parametric Bootstrap Calculation via the Saddle-Point Approximation," Computational Statistics and Data Analysis, 15, 451­460.

1993 David M. Rocke and David L. Woodruff, "Computation of Robust Estimates of Multivariate Location and Shape," Statistica Neerlandica, 47, 27­42.

1993 David M. Rocke, "On the Beta Transformation Family," Technometrics, 35, 72­81.

1992 David M. Rocke and David L. Woodruff, "Computation of High-Breakdown Estimates of Multivariate Location and Shape," Proceedings of the ASA Statistical Computing Section, 34­39. 1992 David M. Rocke, " and Charts: Robust Control Charts," The Statistician, 41, 97­104.

1992 David M. Rocke, "Estimation of Variation after Outlier Rejection," Computational Statistics and Data Analysis, 13, 9­20.

1991 David M. Rocke, "Robustness and Balance in the Mixed Model," Biometrics, 47, 303­309.

1990 David S. Bunch, David M. Rocke, and Robert O. Harrison, "Statistical Design of ELISA Protocols," Journal of Immunological Methods, 132, 247­254.

1990 David M. Rocke, "The Adjusted p-Chart and u-Chart for Varying Sample Sizes," Journal of Quality Technology, 22, 206­209.

1990 Rudolph Grübel and David M. Rocke, "On the Cumulants of Affine Equivariant Estimators in Elliptical Families," Journal of Multivariate Analysis, 35, 203­222.

1989 David M. Rocke, "Robust Control Charts," Technometrics, 31, 173­184.

1989 David M. Rocke, "Bootstrap Bartlett Adjustment for Seemingly Unrelated Regression," Journal of the American Statistical Association, 84, 598­601.

1987 Richard Green, David M. Rocke, and William Hahn, "Standard Errors for Elasticities: A Comparison of Bootstrap and Asymptotic Standard Errors," Journal of Business and Economic Statistics, 5, 145­149.

1986 George W. Downs and David M. Rocke, "Tacit Bargaining and Arms Control," (1987) World Politics, 39, 297­325.

1986 David M. Rocke and David F. Shanno, "The Scale Problem in Robust Regression M-Estimates," Journal of Statistical Computation and Simulation, 1986, 24, 47­69.

1986 David M. Rocke, "Outlier Resistance in Small Samples," Biometrika, 73, 175­181.

1986 David F. Shanno and David M. Rocke, "Numerical Methods for Robust Regression: Linear Models," SIAM Journal on Scientific and Statistical Computing, 7, 86­97.

1985 George W. Downs, David M. Rocke, and Randolph Siverson, "Arms Races and Cooperation," World Politics, 38, 118­146, Reprinted in Cooperation under Anarchy, Princeton University Press.

1984 David M. Rocke, "On Testing for Bioequivalence," Biometrics, 40, 225­230.

1984 George W. Downs and David M. Rocke, "Theories of Budgetary Decisionmaking and Revenue Decline," Policy Sciences, 16, 329­347.

1983 George W. Downs and David M. Rocke, "Municipal Budget Forecasting with Multivariate ARMA Models," Journal of Forecasting, 2, 377­387.

1983 George W. Downs and David M. Rocke, "Designed Experiments for Classification Problems," Journal of the Operational Research Society, 34, 1069­1077.

1983 George W. Downs and David M. Rocke, "Multivariate ARIMA Models and Municipal Finance," in Applied Time Series Analysis of Economic Data, ed. Arnold Zellner, Bureau of the Census.

1983 David M. Rocke, "Robust Statistical Analysis of Interlaboratory Studies," Biometrika, 70, 421­431.

1982 David M. Rocke, "Inference for Response-Limited Time Series Models," Communications in Statistics, A11, 2587­2596.

1982 David M. Rocke, George W. Downs and Alan J. Rocke "Are Robust Estimators Really Necessary?" Technometrics, 24, 95­102.

1982 George W. Downs and David M. Rocke, "Ceteris Paribus Revisited," Political Methodology, 43­54.

1981 David M. Rocke and George W. Downs, "Estimating the Variance of Estimators of Location: Influence, Curve, Jackknife and Bootstrap," Communications in Statistics, B10, 221­248.

1980 George W. Downs and David M. Rocke, "Complexity, Interaction and Policy Research," Policy Sciences, 13, 281­295.

1980 George W. Downs and David M. Rocke, "Bureaucracy and Juvenile Corrections," in Determinants of Public Policy, Thomas Dye and Virginia Gray, eds., Lexington MA: Heath-Lexington.

1980 David M. Rocke and George W. Downs, "Time Series with Episodic Disruptions" in Analysing Time Series, ed. O.D. Anderson, New York: North-Holland.

1979 George W. Downs and David M. Rocke, "Interpreting Heteroscedasticity," American Journal of Political Science, 23, 816­828.

1975 David M. Rocke, "p-Groups with Abelian Centralizers," Proceedings of the London Mathematical Society, 3, 30, 55­75.

Directions in Robust Statistics and Diagnostics, Parts I and II, edited by Werner Stahel and Sanford Weisberg, Journal of the American Statistical Association, 1993, 88, 710­711.

Robust Estimation and Testing, by Robert G. Staudte and Simon J. Sheather, International Statistical Institute Short Book Reviews, 1991, 11, 6.

Mixture Models: Inference and Application to Clustering, by G. J. McLachlan and K. E. Basford, International Statistical Institute Short Book Reviews, 1988, 8, 26.

Analysis of Experiments with Missing Data, by Yadolah Dodge, Technometrics, 1987, 29, 116.

Robust Inference, by M. L. Tiku, W. Y. Tan, N. Balakrishnan, Technometrics, 1987, 29, 495­496.